Court of Appeals of Arizona, Second Division, Department B
Not for Publication Rule 111, Rules of the Supreme Court
PETITION FOR REVIEW FROM THE SUPERIOR COURT OF MARICOPA COUNTY Cause No. CR2009006852001DT Honorable Rosa Mroz, Judge.
William G. Montgomery, Maricopa County Attorney By Linda Van Brakel Phoenix Attorneys for Respondent.
Pedro Chairez Smyrna, Delaware In Propria Persona
PHILIP G. ESPINOSA, Judge.
¶1 Petitioner Pedro Chairez was convicted pursuant to a plea agreement of two counts of participating in a street gang. He sought post-conviction relief pursuant to Rule 32, Ariz. R. Crim. P., claiming in his pro se petition that, inter alia, the plea was not knowing, voluntary and intelligent and there was an insufficient factual basis for the plea. The trial court dismissed the petition summarily and denied his motion for rehearing. Chairez challenges the trial court's rulings in the petition for review now before us. We will not disturb the rulings, however, unless the court clearly has abused its discretion. See State v. Swoopes, 216 Ariz. 390, ¶ 4, 166 P.3d 945, 948 (App. 2007). We see no such abuse here.
¶2 Chairez was charged with a variety of offenses after a lengthy investigation by law enforcement officers into activities by a number of individuals, including Department of Corrections (DOC) inmates like Chairez, in connection with the "Arizona Mexican Mafia." Representatives of the state, including prosecutors and investigators, apparently met with Chairez's defense counsel in September 2009 and gave counsel an informal overview of the evidence collected during the investigation. In the meantime, Chairez filed a motion to proceed in propria persona and a waiver of the right to counsel, stating at a hearing on December 9, 2009, he did not have "confidence or faith in [his] attorney." He insisted he was capable of representing himself, despite his lack of formal legal training, commenting, "I'm fairly intelligent. I figure I can learn." The court granted the request after the hearing during which the court reviewed with Chairez his various rights and the potential sentencing exposure, and directed the Office of Public Defense Services to appoint advisory counsel for him.
¶3 Chairez appeared at settlement conferences with advisory counsel on September 25, 2009, and October 2, 2009, during which the parties discussed the nature of the charges, the results of the investigation, and potential sentencing consequences. On January 21, 2010, Chairez entered guilty pleas pursuant to a plea agreement. In March, however, he filed a motion to withdraw his guilty plea. At a hearing on May 7, 2010, the court denied the motion, and sentenced Chairez on the instant offenses.
¶4 Chairez filed a notice of post-conviction relief in June 2010, and appointed counsel subsequently filed a notice in which he avowed he had reviewed the record and had found no issue to raise in a post-conviction proceeding. In a pro se petition, Chairez contended that during the settlement conferences with various members of the task force investigating crimes by prison inmates, he had been "essentially manipulated, deceived and coerced . . . into signing a plea of guilt[y]." He asserted various individuals had threatened him that numerous witnesses would testify against him and that the state claimed it had sufficient evidence to charge him with "'a hundred more'" offenses and "'expose and air out' [his] 'dirty laundry' at trial." According to Chairez, the state implied "it would jeopardize [his] life inside prison" if he did not plead guilty. And, he asserted, these individuals and, presumably, the prosecutor or other representatives of the state, had threatened him they "could go after and charge his family members if they so desired, " and erroneously led him to believe "[t]hat anything he did or said was criminal . . . because he was a documented gang member." Chairez contended advisory counsel had been ineffective based on the standard set forth in Strickland v. Washington, 466 U.S. 668 (1984), in a variety of respects, rendering the plea invalid because it was not knowing or intelligent.
¶5 Chairez also challenged the validity of the plea on a variety of other grounds. He claimed the plea agreement was ambiguous and therefore invalid because it suggested he could withdraw the pleas at any time. He also argued the factual basis established by the state did not show he had committed an offense and had the requisite intent under A.R.S. § 13-2321. In addition, Chairez asserted the trial court had erred in denying his motion to withdraw from the plea agreement, given, inter alia, his lack of necessary discovery, counsel's ineffectiveness, and the absence of a sufficient factual basis to support the pleas. Chairez maintained he initially had been charged with conspiracy to commit participation in a street gang and the state erroneously had "elevated the charge and amended the allegation to an actual participation charge" at the change-of-plea hearing based on exactly the same evidence that had been presented to the grand jury. Finally, as he also had done in his motion to withdraw from the plea, he asserted he never fully understood the charges against him or the evidence that purportedly supported the charges and the court had erred in denying his motion to withdraw.
¶6 The trial court denied relief, stating only that it "agrees with the arguments set forth in the State's Response" to Chairez's pro se petition. It added, "The Court specifically finds that there are no colorable claims for ineffective assistance of advisory counsel under both prongs of the" test under Strickland. Chairez filed a motion for rehearing, which the court denied. In his petition for review, Chairez reasserts most of the claims he raised in his petition for post-conviction relief, except the claims of ineffective assistance of counsel. Chairez maintains the court erred in denying his motion to withdraw his guilty pleas because he "was ignorant of the evidence, the requisite intent, the essential elements required of a factual basis, and the nature of the charges." He asserts there was an insufficient factual basis for the offenses, challenges the sufficiency of the indictment under Rule 13.2, Ariz. R. Crim. P., maintains the "requisite intent of A.R.S. [§] 13-2321" never was explained to him, and insists he committed no offense and is not guilty of the offenses of which he was convicted.
¶7 Chairez has not sustained his burden of establishing the trial court abused its discretion by summarily dismissing his petition for post-conviction relief. At the change-of-plea hearing, the court expressly asked Chairez whether advisory counsel had reviewed the plea agreement with him and explained it to him before he signed the agreement; Chairez responded "yes" to both questions. The court also asked whether he had reviewed and understood the agreement, and Chairez answered that he had reviewed it and understood it "[c]ompletely." Additionally, the court asked whether anyone had promised him anything that had not been included in the plea agreement and whether anyone had forced him to enter the guilty plea or threatened him "in any way to get [him] to plead guilty." Chairez responded "no" to these questions and twice stated he was pleading guilty voluntarily.
¶8 The trial court did not accept the guilty pleas until it was satisfied Chairez had been advised of and understood the constitutional rights he was waiving by pleading guilty, as well as other consequences of pleading guilty. See Ariz. R. Crim. P. 17.1(b) ("A plea of guilty . . . may be accepted only if voluntarily and intelligently made."), 17.3 (before accepting guilty or no-contest plea, court has duty to "address the defendant personally . . . and determine . . . the plea is voluntary and not the result of force, threats or promises" other than as provided in plea agreement); see also State v. Watton, 164 Ariz. 323, 326, 793 P.2d 80, 83 (1990) (to be valid, plea agreement "must not be induced by any force, threats, or promises outside the plea agreement that change the voluntary nature of the plea"). In determining whether Chairez had entered knowing, voluntary and intelligent guilty pleas, the court was entitled to rely on Chairez's responses to the court's questions at the change-of-plea hearing and his assurances that he understood the agreement and had not been threatened or coerced. See State v. Hamilton, 142 Ariz. 91, 93, 688 P.2d 983, 985 (1984); see also State v. Djerf, 191 Ariz. 583, ¶ 25, 959 P.2d 1274, 1283 (1998) ("defendant's appropriate and rational responses" relevant to conclusion that defendant fully understood consequences of waiver), abrogated on other grounds by Tennard v. Dretke, 542 U.S. 274 (2004).
¶9 Moreover, contrary to Chairez's assertions, the record shows there was a sufficient factual basis for each plea. Chairez was charged with and pled guilty to participating in a criminal street gang on two occasions "by intentionally organizing, managing, directing, supervising, or financing Arizona Mexican Mafia, a criminal street gang, with the intent to promote or further the criminal objectives of the criminal street gang, " thereby violating § 13-2321(A)(1). The factual bases for the guilty pleas were supplied by the prosecutor, who stated that on March 22 and April 19, 2009, Chairez had "directed another to perform acts which would benefit the Arizona Mexican Mafia." She added, "The person he was directing would then come back into Maricopa County as an accomplice and a conspirator and further that directive, which would then benefit the Mexican Mafia, specifically giving money or ...