Court of Appeals of Arizona, First Division, Department A
June 20, 2013
EDWARD GEORGE GOLDWATER, Plaintiff/Appellant,
BRAD L. HAYMAN, Defendant/Appellee.
Not for Publication - Rule 28, Arizona Rules of Civil Appellate Procedure
Appeal from the Superior Court in Maricopa County Cause No. CV2011-070096 The Honorable Eileen S. Willett, Judge
Edward G. Goldwater In Propria Persona
PATRICIA K. NORRIS, Judge.
¶1 On appeal, Plaintiff/Appellant Edward George Goldwater argues the superior court should not have dismissed his complaint against Defendant/Appellee Brad L. Hayman with prejudice. For the reasons discussed below, we agree, and therefore vacate the superior court's order dismissing Goldwater's complaint and remand for further proceedings consistent with this decision.
¶2 In Maricopa County cause number CV2008-014481, Goldwater sued Hayman and alleged Hayman held "several thousand dollars of [his] money" and refused to transmit these funds to a law firm to prepare and file a brief to the United States Supreme Court on Goldwater's behalf ("first case"). After arbitration, Goldwater obtained a judgment against Hayman for $3, 208.30.
¶3 Subsequently, in Maricopa County cause number CV2011-070096, Goldwater sued Hayman again ("second case"). In his complaint, he alleged, in part, Hayman had not paid the judgment obtained in the first case. Goldwater also accused Hayman of "throw[ing] away all of [his] mail" and alleged he had acted unprofessionally as a licensed podiatrist in violation of various Arizona statutes. Although served with a summons and copy of Goldwater's complaint, Hayman "failed to plead or otherwise defend." Ariz. R. Civ. P. 55(a).
¶4 Through multiple filings, Goldwater then requested the superior court to enter a judgment against Hayman. Instead, the superior court sua sponte dismissed Goldwater's second case with prejudice. Applying the doctrine of res judicata, it found there was a final judgment on the merits in the first case, and the first and second case reflected "a common identity of the parties, the capacity in which they appeared, the subject matter, and cause of action." Accordingly, the court held "the doctrine of res judicata bar[red] a second suit based on the same cause of action." Although the court did not reference Rule 12(b)(6) of the Arizona Rules of Civil Procedure, it implicitly relied on that rule in dismissing Goldwater's complaint in the second case. The court further noted Goldwater's "cause of action, if any, lies in execution upon the judgment filed [in the first case]."
¶5 The superior court should not have dismissed Goldwater's complaint, however, without following the procedural steps outlined in Acker v. CSO Chevira, 188 Ariz. 252, 934 P.2d 816 (App. 1997). In Acker, we discussed whether a superior court could sua sponte dismiss a complaint under Rule 12(b)(6). After noting dismissal of a complaint for failure to state a claim upon which relief can be granted is discouraged, and an opportunity should be given to amend a complaint if an amendment will cure its defects, we held, nevertheless, that a court could dismiss a complaint on its own motion for failure to state a claim. Id. at 255-56, 934 P.2d at 819-20. But, we also held that before doing so it should, as relevant here, notify the plaintiff of its proposed dismissal, afford the plaintiff an opportunity to submit written argument in opposition, provide the plaintiff with the reasons for the dismissal, and give the plaintiff an opportunity to amend, unless the complaint is clearly deficient. Id. at 256, 934 P.3d at 820 (citation omitted).
¶6 Here, the superior court did not implement any of these procedures before it dismissed Goldwater's complaint in the second case. Additionally, in so far as Goldwater was seeking to enforce the judgment he obtained against Hayman in the first case, he was not limited to taking steps to execute on the judgment. A.R.S. § 12-1551(A) (Supp. 2012) ("The party in whose favor a judgment is given, at any time within five years after entry of the judgment and within five years after any renewal of the judgment either by affidavit or by an action brought on it, may have a writ of execution or other process issued for its enforcement."); Fid. Nat. Fin. Inc. v. Friedman, 225 Ariz. 307, 310, ¶¶ 12-15, 238 P.3d 118, 121 (2010) ("every judgment continues to give rise to an 'action to enforce it, called an action upon a judgment.'") (citation omitted).
¶7 Therefore, for the foregoing reasons, we vacate the superior court's order dismissing Goldwater's complaint, and remand for further proceedings consistent with this decision.
CONCURRING: JON W. THOMPSON, Presiding Judge, KENT E. CATTANI, Judge.