United States District Court, D. Arizona
REPORT AND RECOMMENDATION
DAVID K. DUNCAN, Magistrate Judge.
Richard Michael Lona filed a Petition for Writ of Habeas Corpus on June 4, 2014, challenging his convictions and sentences in Pinal County Superior Court for various felonies stemming from a car accident. Respondents contend that the arguments raised in the Petition are unexhausted and procedurally barred. For the reasons below, the Court recommends that Lona's Petition be denied and dismissed with prejudice.
At the conclusion of a jury trial in Pinal County Superior Court, Lona was found guilty of three counts of aggravated assault, one count of leaving the scene of an accident, and one count of unlawful flight. (Doc. 7, Ex. D) Lona was sentenced to presumptive terms for all five convictions with a mixture of concurrent and consecutive terms that totaled 9.75 years. (Doc. 7, Ex. E)
Lona timely appealed, arguing that the trial court (1) improperly restricted his rights of discovery and cross-examination by sealing evidence about one of the police officers involved in the case and (2) improperly admitted certain evidence about Lona's urinalysis. (Doc. 7, Ex. I) The Arizona Court of Appeals affirmed his convictions and sentences. (Doc. 7, Ex. A) Specifically, the Court of Appeals found that Lona did not object on either issue at his trial and that he had waived fundamental error review on his first argument and he did not demonstrate fundamental error on his second argument because the evidence was admissible and relevant. ( Id. at ¶¶ 4, 5, 9) Lona did not petition the Arizona Supreme Court for review.
Lona filed a timely notice of post-conviction relief. (Doc. 7, Ex. J) In his petition, he alleged that he had received ineffective assistance of trial counsel because his trial counsel had not objected to the admission of the testimony about Lona's urinalysis. (Doc. 7, Ex. K) The Superior Court found his argument to be both precluded and, citing to the Court of Appeals decision, without merit. (Doc. 7, Ex. L) On May 30, 2013, the Arizona Court of Appeals denied Lona's petition for review after finding that it only raised new claims for the first time on review. (Doc. 7, Exs. M, N)
On June 4, 2014, Lona timely filed a petition for writ of habeas corpus in this Court. (Doc 1) He makes four arguments, namely that (1) the trial court improperly restricted his rights of discovery and cross-examination by sealing evidence about one of the police officers involved in the case, (2) the trial court improperly admitted certain evidence about Lona's urinalysis, (3) he received ineffective assistance of trial counsel for failure to raise a Miranda issue, and (4) a contaminated urine sample was used. ( Id. ) Respondents argue that all four arguments were not exhausted and are now subject to an implied procedural bar.
EXHAUSTION OF REMEDIES & PROCEDURAL DEFAULT
Exhaustion of Remedies. A state prisoner must properly exhaust all state court remedies before this Court can grant an application for a writ of habeas corpus. 28 U.S.C. § 2254(b)(1), (c); Duncan v. Henry, 513 U.S. 364, 365 (1995); Coleman v. Thompson, 501 U.S. 722, 731 (1991). Arizona prisoners properly exhaust state remedies by fairly presenting claims to the Arizona Court of Appeals in a procedurally appropriate manner. O'Sullivan v. Boerckel, 526 U.S. 838, 843-45 (1999); Swoopes v. Sublett, 196 F.3d 1008, 1010 (9th Cir. 1999); Roettgen v. Copeland, 33 F.3d 36, 38 (9th Cir. 1994). To be fairly presented, a claim must include a statement of the operative facts and the specific federal legal theory. Baldwin v. Reese, 541 U.S. 27, 32-33 (2004); Gray v. Netherland, 518 U.S. 152, 162-63 (1996); Duncan, 513 U.S. at 365-66.
Procedural Default. A claim can also be subject to an express or implied procedural bar. Robinson v. Schriro, 595 F.3d 1086, 1100 (9th Cir. 2010). An express procedural bar exists if the state court denies or dismisses a claim based on a procedural bar "that is both independent' of the merits of the federal claim and an adequate' basis for the court's decision." Harris v. Reed, 489 U.S. 255, 260 (1989). Stewart v. Smith, 536 U.S. 856, 860 (2002) (Arizona's "Rule 32.2(a)(3) determinations are independent of federal law because they do not depend upon a federal constitutional ruling on the merits"); Johnson v. Mississippi, 486 U.S. 578, 587 (1988) ("adequate" grounds exist when a state strictly or regularly follows its procedural rule). See also Ylst v. Nunnemaker, 501 U.S. 797, 801 (1991); Robinson, 595 F.3d at 1100.
An implied procedural bar exists if a claim was not fairly presented in state court and no state remedies remain available to the petitioner. Teague v. Lane, 489 U.S. 288, 298-99 (1989); Rose v. Lundy, 455 U.S. 509, 519-20 (1982); Beaty v. Stewart, 303 F.3d 975, 987 (9th Cir. 2002); Poland v. Stewart, 169 F.3d 573, 586 (9th Cir. 1999); White v. Lewis, 874 F.2d 599, 602 (9th Cir. 1989).
Ground 1: Sealed Evidence. As he did on direct appeal, Lona argues that the trial court violated his due process rights by sealing evidence about one of the police officers involved in the case. (Doc. 1 at 6) However, because his trial counsel did not object and because his appellate counsel did not argue that this claim was subject to fundamental error review, the Arizona Court of Appeals concluded that he had "forfeited review for all but fundamental, prejudicial error... [and] he has waived fundamental error review as well." (Doc. 7, Ex. A, ¶ 4) Because the Arizona Court of Appeals concluded that these arguments were waived, they were not fairly presented for purposes of habeas review by this Court. Roettgen v. Copeland, 33 F.3d 36, 38 (9th Cir. 1994) ("Submitting a new claim to the [Arizona Court of Appeals] in a procedural context in which its merits will not be considered absent special circumstances does not constitute fair presentation.") (citing Castille v. Peoples, 489 U.S. 346, 351 (1989)). Thus, his claim was not properly exhausted.
Ground 2: Admission of evidence about urinalysis. In his habeas petition, Lona claims that his due process rights were violated when the trial court admitted testimony about his urinalysis. (Doc. 1 at 8) This argument is substantively similar to the claim he raised in his direct appeal. (Doc. 7, Ex. I) However, in his direct appeal, he argued this as an evidentiary question about, and the Arizona Court of Appeals answered his question under, the Arizona Rules of Evidence. Lona did make a passing reference, in the header of the argument, to his "constitutional rights" but then analyzed the argument under Arizona Rules of Evidence. (Doc. 7, Ex. I, compare p. 22 with ¶ 67) This is not sufficient to say that the Court of Appeals was fairly presented with the federal legal theory underlying this argument. Shumway v. Payne, 223 F.3d 982, 988 (9th Cir. 2000). Accordingly, this ground was not exhausted.
Ground 3: Ineffective Assistance of Counsel: Miranda objection. In his habeas petition, Lona argues that he received ineffective assistance because his trial counsel failed to object to alleged Miranda violations. (Doc. 1 at 7) As Respondents note, Lona first raised this argument when he petitioned the Arizona Court of Appeals to review the Superior Court's denial of his post-conviction relief proceedings. (Doc. 7, Ex. M at 2) The Court of Appeals denied relief on this claim because it had not ...